Form 4 for NGVC Natural Grocers by Vitamin Cottage, Inc.
Accepted 2023-10-18 00:00:00 ET · period of report 2023-10-16 · accession 0001437749-23-028521 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-10-18 | 2023-10-16 | NGVC | Isely Raquel M. | 13D Group Member | F - Tax | $12.95 | -34 | 109.1K | -0.0% | -$440.30 |
| D | 2023-10-18 | 2023-10-16 | NGVC | Isely Raquel M. | 13D Group Member | M - OptEx | $0.00 | +100 | 109.2K | +0.1% | $0 |
| D | 2023-10-18 | 2023-10-16 | NGVC | Isely Raquel M. | 13D Group Member | M - OptEx | $0.00 | -100 | 8,260 | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-10-16 | F | D | 34 | $12.95 | 109,124 | D | — | — | |
| 2 | Common | Common Stock | 2023-10-16 | M | A | 100 | $0.00 | 109,158 | D | — | — | (F1) Represents shares of NGVC common stock issued to the reporting person upon the vesting of 100 restricted stock units ("RSUs") on October 16, 2023, the business day immediately following the vesting date of October 15, 2023, where each RSU represented the economic equivalent of one share of NGVC common stock. |
| 3 | Derivative | Restricted Stock Units | 2023-10-16 | M | D | 100 | $0.00 | 8,260 | D | $0.00 · 2023-10-16 to 2023-10-16 | 100 Common Stock | (F4) Includes (a) 100 RSUs vesting October 15, 2024, (b) 480 RSUs vesting on each of October 1, 2024 and 2025, (c) 3,200 RSUs vesting on September 30, 2024, and (d) 4,000 RSUs vesting on November 1, 2025. (F3) Each RSU represents the economic equivalent of one share of NGVC common stock. |