Form 4 for LSCC LATTICE SEMICONDUCTOR CORP
Accepted 2023-11-07 00:00:00 ET · period of report 2023-11-03 · accession 0001437749-23-030731 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-07 | 2023-11-03 | LSCC | Feanny Tracy Ann | SVP, GC | M - OptEx | — | +6,460 | 8,445 | +325% | — |
| DM | 2023-11-07 | 2023-11-03 | LSCC | Feanny Tracy Ann | SVP, GC | F - Tax | $57.63 | -2,543 | 6,120 | -29% | -$146.6K |
| DM | 2023-11-07 | 2023-11-03 | LSCC | Feanny Tracy Ann | SVP, GC | M - OptEx | $0.00 | -6,460 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-03 | M | A | 554 | — | 2,757 | D | — | — | (F1) Restricted Stock Units (RSUs) - no purchase price for this transaction. |
| 2 | Common | Common Stock | 2023-11-03 | F | D | 218 | $57.63 | 2,539 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-03 | M | A | 5,906 | — | 8,445 | D | — | — | (F1) Restricted Stock Units (RSUs) - no purchase price for this transaction. |
| 4 | Common | Common Stock | 2023-11-03 | F | D | 2,325 | $57.63 | 6,120 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit (RSU) | 2023-11-03 | M | D | 554 | $0.00 | 17,507 | D | — · — to — | 554 Common Stock | (F3) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration. (F4) Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. (F5) Not applicable. |
| 6 | Derivative | Performance Restricted Stock Unit (PRSU) | 2023-11-03 | M | D | 5,906 | $0.00 | 0 | D | — · 2024-11-03 to — | 5,906 Common Stock | (F6) On November 3, 2023, the Compensation Committee of the Issuer's Board of Directors determined that 200% of the performance conditions, pertaining to the second tranche of shares subject to the Performance Restricted Stock Units (PRSUs) granted November 3, 2021 and scheduled to vest on November 3, 2023, had been achieved, resulting in the vesting and release of 5,906 shares. As the number of outstanding PRSUs following such second tranche vesting is not currently determinable, the share amount set forth in column 9 is zero as the number of shares subject to the third tranche of shares scheduled to vest on November 3, 2024 can range from zero shares (at 0%) to 5,908 shares (at 200%) depending on the level of achievement of the performance conditions. (F3) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration. (F5) Not applicable. |