Form 4 for PLSE PULSE BIOSCIENCES, INC.
Accepted 2023-11-09 00:00:00 ET · period of report 2023-11-07 · accession 0001437749-23-031322 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-09 | 2023-11-07 | PLSE | DUGGAN ROBERT W | Dir, 10% | M - OptEx | $5.95 | +13.3K | 36.24M | +0.0% | +$78.9K |
| DM | 2023-11-09 | 2023-11-07 | PLSE | DUGGAN ROBERT W | Dir, 10% | M - OptEx | $0.00 | -13.3K | 29.8K | -31% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-07 | M | A | 9,932 | $5.95 | 36,246,556 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-07 | M | A | 3,333 | $5.95 | 36,236,624 | D | — | — | |
| 3 | Derivative | Stock Option (right to buy) | 2023-11-07 | M | D | 3,333 | $0.00 | 11,667 | D | $5.95 · — to 2033-05-25 | 3,333 Common Stock | (F2) Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vests on a monthly basis following the Company's last Annual Stockholder Meeting. |
| 4 | Derivative | Stock Option (right to buy) | 2023-11-07 | M | D | 9,932 | $0.00 | 29,799 | D | $5.95 · — to 2033-05-25 | 9,932 Common Stock | (F3) Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vests on a quarterly basis following the Company's last Annual Stockholder Meeting. |