Form 4/A for RBB RBB Bancorp
Accepted 2023-11-09 00:00:00 ET · period of report 2023-01-18 · accession 0001437749-23-031326 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2023-11-09 | 2023-01-18+ | RBB | Kao James | Dir | M - OptEx | $0.00 | +1,300 | 445.8K | +0.3% | $0 |
| DMA | 2023-11-09 | 2022-01-19+ | RBB | Kao James | Dir | M - OptEx | $0.00 | -1,300 | 600 | -68% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, No Par Value | 2023-01-18 | M | A | 800 | $0.00 | 445,276 | D | — | — | |
| 2 | Common | Common Stock, No Par Value | 2023-01-19 | M | A | 500 | $0.00 | 445,776 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-01-19 | M | D | 500 | $0.00 | 0 | D | $0.00 · — to — | 500 Restricted Stock Units | (F1) These restricted stock units vest in two installments: 500 at 07/21/2022 and 500 at 01/19/2023. (F2) There will be no expiration date once restricted stock units vest. |
| 4 | Derivative | Restricted Stock Units | 2023-01-18 | M | D | 800 | $0.00 | 600 | D | $0.00 · — to — | 1,400 Restricted Stock Units | (F3) These restricted stock units vest in two installments: 800 on 01/18/2023 and 600 at 01/18/2024. (F2) There will be no expiration date once restricted stock units vest. |