Form 4 for UEC URANIUM ENERGY CORP
Accepted 2023-11-16 00:00:00 ET · period of report 2023-11-14 · accession 0001437749-23-032388 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-16 | 2023-11-14+ | UEC | OBARA PAT | CFO | S - Sale+OE | $6.05 | -42.6K | 792.9K | -5% | -$258.1K |
| D | 2023-11-16 | 2023-11-14 | UEC | OBARA PAT | CFO | M - OptEx | $0.94 | +150.0K | 887.8K | +20% | +$141.0K |
| DM | 2023-11-16 | 2023-11-14 | UEC | OBARA PAT | CFO | F - Tax | $6.09 | -57.1K | 830.6K | -6% | -$347.9K |
| D | 2023-11-16 | 2023-11-14 | UEC | OBARA PAT | CFO | M - OptEx | — | -150.0K | 175.0K | -46% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-14 | S | D | 6,500 | $6.02 | 824,132 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-16 | S | D | 2,000 | $6.15 | 788,000 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-14 | M | A | 150,000 | $0.94 | 887,755 | D | — | — | (F1) (1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 23,205 shares at a fair market value of $6.09 per share being equal to the exercise price, and 33,918 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 92,877 shares. |
| 4 | Common | Common Stock | 2023-11-14 | F | D | 23,205 | $6.09 | 864,550 | D | — | — | (F1) (1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 23,205 shares at a fair market value of $6.09 per share being equal to the exercise price, and 33,918 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 92,877 shares. |
| 5 | Common | Common Stock | 2023-11-14 | S | D | 7,000 | $6.03 | 817,132 | D | — | — | |
| 6 | Common | Common Stock | 2023-11-14 | S | D | 8,000 | $6.05 | 809,132 | D | — | — | |
| 7 | Common | Common Stock | 2023-11-14 | S | D | 6,255 | $6.06 | 802,877 | D | — | — | |
| 8 | Common | Common Stock | 2023-11-14 | S | D | 5,000 | $6.07 | 797,877 | D | — | — | |
| 9 | Common | Common Stock | 2023-11-14 | F | D | 33,918 | $6.09 | 830,632 | D | — | — | (F1) (1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 23,205 shares at a fair market value of $6.09 per share being equal to the exercise price, and 33,918 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 92,877 shares. |
| 10 | Common | Common Stock | 2023-11-16 | S | D | 2,877 | $6.02 | 790,000 | D | — | — | |
| 11 | Common | Common Stock | 2023-11-14 | S | D | 5,000 | $6.09 | 792,877 | D | — | — | |
| 12 | Derivative | Options | 2023-11-14 | M | D | 150,000 | — | 175,000 | D | $0.94 · 2019-10-30 to 2029-07-30 | 150,000 Common Stock | (F2) (2) Granted pursuant to and in accordance with the Company's stock incentive plan. |