Form 4/A for NHC NATIONAL HEALTHCARE CORP
Accepted 2023-11-29 00:00:00 ET · period of report 2023-11-17 · accession 0001437749-23-033181 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2023-11-29 | 2023-11-17 | NHC | Flatt Stephen Fowler | CEO, Dir | G - Gift | $0.00 | -800 | 55.9K | -1% | $0 |
| DA | 2023-11-29 | 2023-11-21 | NHC | Flatt Stephen Fowler | CEO, Dir | F - Tax | $77.33 | -4,261 | 56.3K | -7% | -$329.5K |
| DA | 2023-11-29 | 2023-11-21 | NHC | Flatt Stephen Fowler | CEO, Dir | M - OptEx | $63.96 | +4,733 | 60.6K | +8% | +$302.7K |
| DA | 2023-11-29 | 2023-11-21 | NHC | Flatt Stephen Fowler | CEO, Dir | M - OptEx | $0.00 | -4,733 | 9,467 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-17 | G | D | 800 | $0.00 | 55,868 | D | — | — | (F4) The date of the reported gifting transaction was previously reported as November 16, 2023 and is corrected here to be November 17, 2023. |
| 2 | Common | Common Stock | 2023-11-21 | F | D | 4,261 | $77.33 | 56,340 | D | — | — | (F2) Shares were withheld by the Company to pay the exercise price and withholding tax obligations. (F3) Total amount of shares beneficially owned following transactions reported on this form. |
| 3 | Common | Common Stock | 2023-11-21 | M | A | 4,733 | $63.96 | 60,601 | D | — | — | (F1) These stock options were granted pursuant to the 2020 Omnibus Equity Incentive Plan on February 18, 2022. The grant and exercise of these stock options are exempt from Section 16(b) pursuant to Rule 16b-3(d). |
| 4 | Derivative | Option to Purchase Common Stock | 2023-11-21 | M | D | 4,733 | $0.00 | 9,467 | D | $63.96 · 2023-02-18 to 2027-02-18 | 14,200 Common Stock | (F1) These stock options were granted pursuant to the 2020 Omnibus Equity Incentive Plan on February 18, 2022. The grant and exercise of these stock options are exempt from Section 16(b) pursuant to Rule 16b-3(d). |