Form 4 for RUSHA RUSH ENTERPRISES INC \TX\
Accepted 2023-12-08 00:00:00 ET · period of report 2023-12-07 · accession 0001437749-23-034003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-08 | 2023-12-07 | RUSHA | Keller Steven L | CFO, Treas | M - OptEx | $13.45 | +27.0K | 109.7K | +33% | +$363.1K |
| D | 2023-12-08 | 2023-12-07 | RUSHA | Keller Steven L | CFO, Treas | S - Sale+OE | $40.32 | -27.0K | 82.7K | -25% | -$1.09M |
| D | 2023-12-08 | 2023-12-07 | RUSHA | Keller Steven L | CFO, Treas | M - OptEx | $0.00 | -27.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-12-07 | M | A | 27,000 | $13.45 | 109,695.50 | D | — | — | (F2) Includes certain shares included in the Company's deferred compensation plan. (F1) On August 28, 2023, the Issuer effected a 3-for-2 stock split of its common stock. The amount of securities reported on this Form 4 have been adjusted to reflect the stock split. |
| 2 | Common | Class A Common Stock | 2023-12-07 | S | D | 27,000 | $40.32 | 82,695.50 | D | — | — | (F3) This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.25 to $40.68. The reporting person undertakes to provide Rush Enterprises, Inc., any security holder of Rush Enterprises, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. (F2) Includes certain shares included in the Company's deferred compensation plan. |
| 3 | Derivative | Option (right to buy) | 2023-12-07 | M | D | 27,000 | $0.00 | 0 | D | $13.45 · — to 2024-03-15 | 27,000 Class A Common Stock | (F4) Options may be exercised in increments of 1/3 on each anniversary of the grant date beginning on the third anniversary of the grant date. The grant date is ten years prior to the expiration date. |