Form 4 for PLSE PULSE BIOSCIENCES, INC.
Accepted 2023-12-08 00:00:00 ET · period of report 2023-12-06 · accession 0001437749-23-034041 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-12-08 | 2023-12-06 | PLSE | DUGGAN ROBERT W | Dir, 10% | P - Purchase | $9.06 | +82.8K | 36.68M | +0.2% | +$750.3K |
| D | 2023-12-08 | 2023-12-06 | PLSE | DUGGAN ROBERT W | Dir, 10% | M - OptEx | $5.95 | +9,933 | 36.60M | +0.0% | +$59.1K |
| D | 2023-12-08 | 2023-12-06 | PLSE | DUGGAN ROBERT W | Dir, 10% | M - OptEx | $0.00 | -9,933 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-06 | P | A | 82,813 | $9.06 | 36,684,554 | D | — | — | (F1) Volume-weighted average price. |
| 2 | Common | Common Stock | 2023-12-06 | M | A | 9,933 | $5.95 | 36,601,741 | D | — | — | |
| 3 | Derivative | Stock Option (right to buy) | 2023-12-06 | M | D | 9,933 | $0.00 | 0 | D | $5.95 · — to 2033-05-25 | 9,933 Common Stock | (F4) Pursuant to the Company's Amended and Restated Outside Director Compensation Policy, this option vests on a quarterly basis following the Company's 2023 Annual Stockholder Meeting. |