InsiderTrades

Form 4 for HNNA HENNESSY ADVISORS INC

Accepted 2023-12-12 00:00:00 ET · period of report 2017-03-07 · accession 0001437749-23-034247 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
I 2023-12-12 2017-03-07 HNNA Pomilia Susan Weber Dir P - Purchase $18.29 +2,275 67.6K +3% +$41.6K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2017-03-07 P A 2,275 $18.29 67,619 I By Spouse's IRA — — (F1) The price in Column 4 is a weighted average price. The prices actually received ranged from $18.07 to $18.49. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in the Form 4 utilizing an average weighted price.