Form 4 for HNNA HENNESSY ADVISORS INC
Accepted 2023-12-12 00:00:00 ET · period of report 2021-08-10 · accession 0001437749-23-034248 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-12-12 | 2021-08-10+ | HNNA | HENNESSY BRIAN A | Dir | P - Purchase | $10.06 | +3,900 | 17.6K | +29% | +$39.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-11 | P | A | 1,400 | $10.23 | 18,962.65 | I By Spouse's IRA | — | — | (F3) The price in Column 4 is a weighted average price. The prices actually received ranged from $10.15 to $10.299. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in the Form 4 utilizing an average weighted price. |
| 2 | Common | Common Stock | 2021-08-10 | P | A | 2,500 | $9.97 | 17,562.65 | I By Spouse's IRA | — | — | (F1) The price in Column 4 is a weighted average price. The prices actually received ranged from $9.895 to $10.00. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in the Form 4 utilizing an average weighted price. (F2) Includes 2,407.641 shares acquired through automatic dividend reinvestments. |