Form 4 for HNNA HENNESSY ADVISORS INC
Accepted 2023-12-13 00:00:00 ET · period of report 2023-12-12 · accession 0001437749-23-034372 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-12-13 | 2023-12-12 | HNNA | HENNESSY NEIL J | CEO, Dir, 10% | P - Purchase | $6.50 | +7,190 | 2.07M | +0.3% | +$46.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | HNNA | 2023-12-12 | P | A | 7,190 | $6.50 | 2,066,944 | I By Trust | — | — | (F1) The price in Column 4 is a weighted average price. The prices actually received ranged from $6.4976 to $6.50. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. (F2) Excludes 5,062 shares previously reported as indirectly owned due to an administrative error that are now being reported as directly owned. There was no transaction. |