Form 4 for HNNA HENNESSY ADVISORS INC
Accepted 2023-12-18 00:00:00 ET · period of report 2023-12-15 · accession 0001437749-23-034780 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-12-18 | 2023-12-15+ | HNNA | HENNESSY NEIL J | CEO, Dir, 10% | P - Purchase | $6.50 | +1,551 | 2.07M | +0.1% | +$10.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-15 | P | A | 75 | $6.50 | 2,067,019 | I By Trust | — | — | |
| 2 | Common | Common Stock | 2023-12-18 | P | A | 1,476 | $6.50 | 2,068,495 | I By Trust | — | — |