Form 4 for HNNA HENNESSY ADVISORS INC
Accepted 2023-12-18 00:00:00 ET · period of report 2023-12-15 · accession 0001437749-23-034782 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-12-18 | 2023-12-15 | HNNA | STEADMAN DANIEL B | Executive VP, Advisory Committee Member | G - Gift | $0.00 | +250 | 1,500 | +20% | $0 |
| 2023-12-18 | 2023-12-15 | HNNA | STEADMAN DANIEL B | Executive VP, Advisory Committee Member | G - Gift | $0.00 | -3,000 | 48.5K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-15 | G | A | 250 | $0.00 | 1,500 | I | — | — | |
| 2 | Common | Common Stock | 2023-12-15 | G | D | 3,000 | $0.00 | 48,528 | D By Child | — | — |