Form 4 for HNNA HENNESSY ADVISORS INC
Accepted 2023-12-20 00:00:00 ET · period of report 2023-12-19 · accession 0001437749-23-034992 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-12-20 | 2023-12-19 | HNNA | HENNESSY NEIL J | CEO, Dir, 10% | P - Purchase | $6.50 | +100 | 2.05M | +0.0% | +$650 |
| I | 2023-12-20 | 2023-12-19 | HNNA | HENNESSY NEIL J | CEO, Dir, 10% | G - Gift | $0.00 | -20.0K | 2.05M | -1.0% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-19 | P | A | 100 | $6.50 | 2,048,595 | I By Trust | — | — | |
| 2 | Common | Common Stock | 2023-12-19 | G | D | 20,000 | $0.00 | 2,048,495 | I By Trust | — | — |