Form 4/A for SGC SUPERIOR GROUP OF COMPANIES, INC.
Accepted 2023-12-21 00:00:00 ET · period of report 2023-12-19 · accession 0001437749-23-035095 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2023-12-21 | 2023-12-19 | SGC | DEMOTT ANDREW D JR | Dir | D - Sale to Iss | $13.99 | -28.6K | 216.1K | -12% | -$399.5K |
| DMA | 2023-12-21 | 2023-12-19 | SGC | DEMOTT ANDREW D JR | Dir | M - OptEx | $10.97 | +13.6K | 223.2K | +6% | +$148.9K |
| DMA | 2023-12-21 | 2023-12-19 | SGC | DEMOTT ANDREW D JR | Dir | F - Tax | $13.99 | -1,915 | 215.6K | -0.9% | -$26.8K |
| DMA | 2023-12-21 | 2023-12-19 | SGC | DEMOTT ANDREW D JR | Dir | M - OptEx | $0.00 | -36.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-19 | D | D | 21,409 | $13.99 | 215,562 | D | — | — | (F3) Shares disposed of to the issuer to cover the exercise price of the exercised stock-settled stock appreciation rights. (F2) Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,537 continue to be subject to forfeiture as of the date of this filing. |
| 2 | Common | Common Stock | 2023-12-19 | M | A | 4,458 | $10.97 | 236,971 | D | — | — | (F1) Shares acquired upon exercise of stock-settled stock appreciation rights. (F2) Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,537 continue to be subject to forfeiture as of the date of this filing. |
| 3 | Common | Common Stock | 2023-12-19 | F | D | 1,435 | $13.99 | 214,127 | D | — | — | (F4) Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock-settled stock appreciation rights. (F2) Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,537 continue to be subject to forfeiture as of the date of this filing. |
| 4 | Common | Common Stock | 2023-12-19 | M | A | 9,115 | $10.97 | 223,242 | D | — | — | (F5) Shares acquired upon exercise of stock options. (F2) Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,537 continue to be subject to forfeiture as of the date of this filing. |
| 5 | Common | Common Stock | 2023-12-19 | D | D | 7,147 | $13.99 | 216,095 | D | — | — | (F6) These shares were delivered to the issuer to satisfy the exercise price of 9,115 stock options. (F2) Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,537 continue to be subject to forfeiture as of the date of this filing. |
| 6 | Common | Common Stock | 2023-12-19 | F | D | 480 | $13.99 | 215,615 | D | — | — | (F7) Shares withheld by the issuer to cover applicable withholding taxes related to the exercise of the stock options. (F2) Certain of these shares were granted under restricted stock awards and are subject to forfeiture. Of such shares, 7,537 continue to be subject to forfeiture as of the date of this filing. |
| 7 | Derivative | Stock Appreciation Rights | 2023-12-19 | M | D | 27,302 | $0.00 | 0 | D | $10.97 · 2022-02-07 to 2024-01-21 | 27,302 Common Stock | |
| 8 | Derivative | Stock Options (Right to Buy) | 2023-12-19 | M | D | 9,115 | $0.00 | 0 | D | $10.97 · 2022-02-07 to 2024-01-21 | 9,115 Common Stock |