Form 4 for MNPR Monopar Therapeutics
Accepted 2024-01-03 00:00:00 ET · period of report 2023-12-31 · accession 0001437749-24-000480 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-03 | 2023-12-31+ | MNPR | Tsuchimoto Kim R | CFO, Dir | M - OptEx | — | +11.2K | 45.1K | +33% | — |
| DM | 2024-01-03 | 2023-12-31+ | MNPR | Tsuchimoto Kim R | CFO, Dir | F - Tax | $0.34 | -4,578 | 43.9K | -9% | -$1,557 |
| DM | 2024-01-03 | 2023-12-31+ | MNPR | Tsuchimoto Kim R | CFO, Dir | M - OptEx | $0.00 | -11.2K | 94.3K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-31 | M | A | 9,957 | — | 47,943 | D | — | — | (F1) Represents shares acquired on vesting and settlement of restricted stock units. |
| 2 | Common | Common Stock | 2024-01-01 | F | D | 505 | $0.34 | 44,596 | D | — | — | (F2) Represents shares withheld by the issuer to pay for the applicable withholding tax due upon vesting of restricted stock units. |
| 3 | Common | Common Stock | 2023-12-31 | F | D | 4,073 | $0.34 | 43,870 | D | — | — | (F2) Represents shares withheld by the issuer to pay for the applicable withholding tax due upon vesting of restricted stock units. |
| 4 | Common | Common Stock | 2024-01-01 | M | A | 1,231 | — | 45,101 | D | — | — | (F1) Represents shares acquired on vesting and settlement of restricted stock units. |
| 5 | Derivative | Restricted Stock Units | 2023-12-31 | M | D | 9,957 | $0.00 | 95,556 | D | — · — to — | 9,957 Common Stock | (F1) Represents shares acquired on vesting and settlement of restricted stock units. (F3) On January 26, 2021, the reporting person was granted 19,536 restricted stock units, vesting 6/48ths (2,442 shares) on June 30, 2021, and 3/48ths (1,221 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement. (F5) On February 1, 2023, the reporting person was granted 78,234 restricted stock units, vesting 6/48ths (9,779 shares) on June 30, 2023, and 3/48ths (4,890 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2026. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement. (F4) On February 2, 2022, the reporting person was granted 61,532 restricted stock units, vesting 6/48ths (7,692 shares) on June 30, 2022, and 3/48ths (3,846 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2025. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement. |
| 6 | Derivative | Restricted Stock Units | 2024-01-01 | M | D | 1,231 | $0.00 | 94,325 | D | — · — to — | 1,231 Common Stock | (F1) Represents shares acquired on vesting and settlement of restricted stock units. (F6) On January 31, 2020 the reporting person was granted 4,923 restricted stock units, vesting in four equal annual installments with vesting dates on January 1, 2021, January 1, 2022, January 1, 2023, and January 1, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement. |