Form 4 for NWPX NWPX Infrastructure, Inc.
Accepted 2024-01-17 00:00:00 ET · period of report 2024-01-15 · accession 0001437749-24-001538 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-17 | 2023-01-16+ | NWPX | MONTROSS SCOTT J | Pres, CEO | M - OptEx | — | +7,712 | 116.2K | +7% | — |
| DM | 2024-01-17 | 2024-01-15 | NWPX | MONTROSS SCOTT J | Pres, CEO | F - Tax | $28.84 | -3,362 | 115.0K | -3% | -$97.0K |
| DM | 2024-01-17 | 2024-01-15 | NWPX | MONTROSS SCOTT J | Pres, CEO | M - OptEx | — | -7,712 | 13.9K | -36% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-01-15 | M | A | 2,194 | — | 114,603 | D | — | — | (F1) Represents shares acquired pursuant to vesting of Restricted Stock Units. |
| 2 | Common | Common Stock | 2024-01-15 | F | D | 1,088 | $28.84 | 113,515 | D | — | — | (F2) Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy. |
| 3 | Common | Common Stock | 2024-01-15 | F | D | 1,102 | $28.84 | 116,759 | D | — | — | (F2) Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy. |
| 4 | Common | Common Stock | 2024-01-15 | F | D | 1,172 | $28.84 | 114,993 | D | — | — | (F2) Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy. |
| 5 | Common | Common Stock | 2024-01-15 | M | A | 2,868 | — | 117,861 | D | — | — | (F1) Represents shares acquired pursuant to vesting of Restricted Stock Units. |
| 6 | Common | Common Stock | 2023-01-16 | M | A | 2,650 | — | 116,165 | D | — | — | (F1) Represents shares acquired pursuant to vesting of Restricted Stock Units. |
| 7 | Derivative | Restricted Stock | 2024-01-15 | M | D | 2,868 | — | 8,387 | D | — · — to — | 2,868 Common Stock | (F3) Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. (F6) The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2024, 1/3 on January 15, 2025 and 1/3 on January 15, 2026. |
| 8 | Derivative | Restricted Stock | 2024-01-15 | M | D | 2,650 | — | 11,255 | D | — · — to — | 2,650 Common Stock | (F3) Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. (F5) The Restricted Stock Units vest in installments as follows: 1/3 on January 16, 2023, 1/3 on January 15, 2024 and 1/3 on January 15, 2025. |
| 9 | Derivative | Restricted Stock | 2024-01-15 | M | D | 2,194 | — | 13,905 | D | — · — to — | 2,194 Common Stock | (F3) Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock. (F4) The Restricted Stock Units vest in installments as follows: 1/3 on January 17, 2022, 1/3 on January 16, 2023 and 1/3 on January 15, 2024. |