Form 4 for LSCC LATTICE SEMICONDUCTOR CORP
Accepted 2024-02-21 00:00:00 ET · period of report 2024-02-19 · accession 0001437749-24-005026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-21 | 2024-02-19 | LSCC | NELSON MARK JON | SVP, Sales | A - Grant | $0.00 | +22.8K | 53.9K | +73% | $0 |
| DM | 2024-02-21 | 2024-02-19 | LSCC | NELSON MARK JON | SVP, Sales | F - Tax | $73.24 | -11.9K | 42.7K | -22% | -$873.1K |
| D | 2024-02-21 | 2024-02-19 | LSCC | NELSON MARK JON | SVP, Sales | M - OptEx | $0.00 | +713 | 43.1K | +2% | $0 |
| DM | 2024-02-21 | 2024-02-20 | LSCC | NELSON MARK JON | SVP, Sales | S - Sale+OE | $71.49 | -14.4K | 28.3K | -34% | -$1.03M |
| D | 2024-02-21 | 2024-02-19 | LSCC | NELSON MARK JON | SVP, Sales | M - OptEx | $0.00 | -713 | 38.9K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-19 | A | A | 22,806 | $0.00 | 53,908 | D | — | — | (F1) Represents shares issued upon achievement of the performance criteria of performance based restricted stock units (PRSUs) granted to the Reporting Person on February 19, 2021. These PRSUs vested on February 19, 2024. (F2) Restricted Stock Units (RSUs) - no purchase price for this transaction. |
| 2 | Common | Common Stock | 2024-02-19 | F | D | 11,559 | $73.24 | 42,349 | D | — | — | |
| 3 | Common | Common Stock | 2024-02-19 | M | A | 713 | $0.00 | 43,062 | D | — | — | (F2) Restricted Stock Units (RSUs) - no purchase price for this transaction. |
| 4 | Common | Common Stock | 2024-02-19 | F | D | 362 | $73.24 | 42,700 | D | — | — | |
| 5 | Common | Common Stock | 2024-02-20 | S | D | 12,690 | $71.40 | 30,010 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $70.99 to $71.98. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 6 | Common | Common Stock | 2024-02-20 | S | D | 1,727 | $72.12 | 28,283 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $72.07 to $72.195. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price. |
| 7 | Derivative | Restricted Stock Unit (RSU) | 2024-02-19 | M | D | 713 | $0.00 | 38,893 | D | $0.00 · — to — | 713 Common Stock | (F7) Each Restricted Stock Unit (RSU) represents a right to receive one share of the Issuer's common stock without payment of specific consideration. (F8) Grants of Restricted Stock Units (RSUs) vest as follows: 25% of the RSUs will vest on the first anniversary of the date of grant, and an additional 6.25% of the RSUs shall vest at the end of each three month period thereafter. (F9) Not applicable. |