Form 4 for NREF NexPoint Real Estate Finance, Inc.
Accepted 2024-02-23 00:00:00 ET · period of report 2024-02-21 · accession 0001437749-24-005402 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-02-23 | 2024-02-21+ | NREF | McGraner Matt | See Remarks | F - Tax | $14.01 | -11.9K | 152.0K | -7% | -$167.3K |
| DM | 2024-02-23 | 2024-02-21+ | NREF | McGraner Matt | See Remarks | M - OptEx | — | +33.1K | 158.2K | +27% | — |
| DM | 2024-02-23 | 2024-02-21+ | NREF | McGraner Matt | See Remarks | M - OptEx | $0.00 | -33.1K | 34.6K | -49% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-22 | F | D | 5,722 | $13.73 | 162,098 | D | — | — | |
| 2 | Common | Common Stock | 2024-02-22 | M | A | 15,839 | — | 167,820 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. |
| 3 | Common | Common Stock | 2024-02-21 | M | A | 17,309 | — | 158,204 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. |
| 4 | Common | Common Stock | 2024-02-21 | F | D | 6,223 | $14.26 | 151,981 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2024-02-22 | M | D | 15,839 | $0.00 | 15,840 | D | — · — to — | 15,839 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (F4) On February 22, 2021, the reporting person was granted 63,357 restricted stock units. The restricted stock units vested one-fourth on February 22, 2022, one-fourth on February 22, 2023 and one-fourth on February 22, 2024 and will vest one-fourth on February 22, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |
| 6 | Derivative | Restricted Stock Units | 2024-02-21 | M | D | 17,309 | $0.00 | 34,617 | D | — · — to — | 17,309 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (F3) On February 21, 2022, the reporting person was granted 69,235 restricted stock units. The restricted stock units vested one-fourth on February 21, 2023 and one-fourth on February 21, 2024 and will vest one-fourth on February 21, 2025 and one-fourth on February 21, 2026. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |