Form 4 for AVPT AvePoint, Inc.
Accepted 2024-03-04 00:00:00 ET · period of report 2024-03-01 · accession 0001437749-24-006506 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-03-04 | 2024-03-01 | AVPT | Brown Brian Michael | CLO, Dir | S - Sale | $8.11 | -20.0K | 1.29M | -2% | -$162.2K | |
| 2024-03-04 | 2024-03-01 | AVPT | Brown Brian Michael | CLO, Dir | F - Tax | $8.01 | -7,310 | 1.28M | -0.6% | -$58.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-01 | S | D | 20,000 | $8.11 | 1,286,088 | D | — | — | (F1) This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. |
| 2 | Common | Common Stock | 2024-03-01 | F | D | 7,310 | $8.01 | 1,278,778 | D | — | — | (F1) This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F3) Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022 and March 23, 2023. |