Form 4 for OVLY Oak Valley Bancorp
Accepted 2024-03-08 00:00:00 ET · period of report 2023-12-31 · accession 0001437749-24-007205 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-03-08 | 2024-02-28 | OVLY | Rodrigues Michael J | EVP Chief Credit Off | A - Grant | — | +6,262 | 72.3K | +9% | — |
| 2024-03-08 | 2023-12-31 | OVLY | Rodrigues Michael J | EVP Chief Credit Off | I - Discretionary | — | +1,262 | 67.3K | +2% | — | |
| M | 2024-03-08 | 2024-02-28 | OVLY | Rodrigues Michael J | EVP Chief Credit Off | F - Tax | — | -527 | 73.0K | -0.7% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-28 | A | A | 1,262 | — | 73,529 | D | — | — | (F3) Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting. (F5) Award of restricted stock to executive employee pursuant to Stock Incentive Plan. |
| 2 | Common | Common Stock | 2024-02-28 | A | A | 5,000 | — | 72,267 | D | — | — | (F3) Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting. (F5) Award of restricted stock to executive employee pursuant to Stock Incentive Plan. |
| 3 | Common | Common Stock | 2023-12-31 | I | A | 1,262 | — | 67,267 | D | — | — | (F2) Shares acquired through company 401k plan. Purchase transactions occur under 10b5-1 purchase plan with various dates and pricing. |
| 4 | Common | Common Stock | 2024-02-28 | F | D | 116 | — | 73,413 | D | — | — | (F6) Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2019 vested 2/28/2024 |
| 5 | Common | Common Stock | 2024-02-28 | F | D | 97 | — | 73,316 | D | — | — | (F7) Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2020 vested 2/28/2024 |
| 6 | Common | Common Stock | 2024-02-28 | F | D | 119 | — | 73,197 | D | — | — | (F8) Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2021 vested 2/28/2024 |
| 7 | Common | Common Stock | 2024-02-28 | F | D | 107 | — | 73,090 | D | — | — | (F9) Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2022 vested 2/28/2024 |
| 8 | Common | Common Stock | 2024-02-28 | F | D | 88 | — | 73,002 | D | — | — | (F10) Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2023 vested 2/28/2024 |