Form 4 for UEC URANIUM ENERGY CORP
Accepted 2024-03-14 00:00:00 ET · period of report 2024-03-12 · accession 0001437749-24-007878 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-03-14 | 2024-03-12 | UEC | KONG DAVID | Dir | F - Tax | $6.73 | -17.8K | 180.1K | -9% | -$119.5K |
| D | 2024-03-14 | 2024-03-12 | UEC | KONG DAVID | Dir | S - Sale+OE | $6.81 | -26.0K | 154.1K | -14% | -$177.1K |
| D | 2024-03-14 | 2024-03-12 | UEC | KONG DAVID | Dir | M - OptEx | $0.94 | +50.0K | 197.8K | +34% | +$47.0K |
| D | 2024-03-14 | 2024-12-03 | UEC | KONG DAVID | Dir | M - OptEx | — | -50.0K | 164.0K | -23% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-12 | F | D | 17,750 | $6.73 | 180,085 | D | — | — | (F1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 7,000 shares at a fair market value of $6.73 per share being equal to the exercise price, and 10,750 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 32,250 shares. |
| 2 | Common | Common Stock | 2024-03-12 | S | D | 26,000 | $6.81 | 154,085 | D | — | — | |
| 3 | Common | Common Stock | 2024-03-12 | M | A | 50,000 | $0.94 | 197,835 | D | — | — | (F1) The Reporting Person exercised options previously granted to him under the Company stock incentive plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provision of such plan. As such, the Issuer withheld 7,000 shares at a fair market value of $6.73 per share being equal to the exercise price, and 10,750 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 32,250 shares. |
| 4 | Derivative | Options | 2024-12-03 | M | D | 50,000 | — | 163,995 | D | $0.94 · 2019-10-30 to 2029-07-29 | 50,000 Common Stock | (F2) Granted pursuant to and in accordance with the Company's stock incentive plan. |