Form 4 for BOC BOSTON OMAHA Corp
Accepted 2024-03-19 00:00:00 ET · period of report 2023-12-08 · accession 0001437749-24-008503 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-03-19 | 2023-12-08 | BOC | Boulderado Capital, LLC | 10% | J - Other | — | -70.0K | 789.8K | -8% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock, par value $0.001 per share | 2023-12-08 | J | D | 70,000 | — | 789,774 | D | — | — | (F1) On December 8, 2023, Boulderado Partners, LLC ("BP") redeemed interests of BP held by a Foundation that is a limited partner of BP (the "Foundation"), in consideration of the distribution to the Foundation of the shares of Class A common stock of the Issuer. Mr. Rozek is the President of the Foundation and may exercise voting and dispositive power over the Class A common stock held by the Foundation. BP, BC, BG and Mr. Rozek disclaim beneficial ownership over such shares held by the Foundation. (F2) Consists of (a) 210,000 shares of Class A Common Stock, (B) 527,780 shares of Class B Common Stock, and (C) warrants to purchase 51,994 shares of Class B Common Stock. (F4) Mr. Rozek serves as a director of the Issuer and is the Co-Chief Executive Officer and Co-President of the Issuer. (F3) Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. (F5) The reported shares are directly owned by BP, other than the shares distributed to the Foundation as described in footnote (1). BC is the managing member of BP. BG is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes. |