Form 4/A for BYRN Byrna Technologies Inc.
Accepted 2024-03-28 00:00:00 ET · period of report 2024-02-14 · accession 0001437749-24-009900 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMA | 2024-03-28 | 2024-02-14+ | BYRN | Hughes Herbert | Dir, Board COB | M - OptEx | $1.90 | +30.0K | 133.5K | +29% | +$57.0K |
| DA | 2024-03-28 | 2024-02-14 | BYRN | Hughes Herbert | Dir, Board COB | F - Tax | $9.87 | -3,369 | 130.2K | -3% | -$33.3K |
| DMA | 2024-03-28 | 2024-02-14+ | BYRN | Hughes Herbert | Dir, Board COB | M - OptEx | $1.11 | -30.0K | 0 | -100% | -$33.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-16 | M | A | 12,500 | — | 142,654 | D | — | — | (F3) This transaction represents the settlement of restricted stock units in shares of common stock following vesting. Each restricted stock unit represents the right to receive, at settlement, one share of common stock or cash (F4) This amendment corrects the number of shares of Byrna Technologies Common Stock that the Reporting Person owns following the transactions reported herein. The original filing transposed two digits in inputting the Reporting Peron's holdings following the reported transactions. |
| 2 | Common | Common Stock | 2024-02-14 | M | A | 17,500 | $1.90 | 133,523 | D | — | — | (F1) On February 14, 2024 the Reporting Person made a cashless exercise of 17,500 options (the "Options"), each with an exercise price of $1.90 (the "Cashless Exercise"). This amendment is being filed to clarify the full number of common shares to be issued upon the option exercise prior to the Reporting Person's forfeiture of the right to a portion of those shares in lieu of tendering cash for the exercise price. |
| 3 | Common | Common Stock | 2024-02-14 | F | D | 3,369 | $9.87 | 130,154 | D | — | — | (F2) Pursuant to the Cashless Exercise, no shares of Byrna Technologies Common Stock were sold by the Reporting Person, but the Reporting Person forfeited his right to 3,369 shares, the number of shares equivalent to the exercise price of the Options. |
| 4 | Derivative | Stock Option (right to buy) | 2024-02-14 | M | D | 17,500 | $1.90 | 0 | D | $1.90 · — to 2024-12-30 | 17,500 Common Stock | (F5) The Options became exercisable upon issuance. |
| 5 | Derivative | Restricted Stock Unit | 2024-02-16 | M | D | 12,500 | $0.00 | 0 | D | $0.00 · — to — | 12,500 Common Stock | (F6) The Restricted Stock Units were granted on August 3, 2022, vested on August 3, 2023, were settled on February 16, 2024, and were required to be settled by March 15, 2024. |