Form 4 for HNRG HALLADOR ENERGY CO
Accepted 2024-04-02 00:00:00 ET · period of report 2024-03-29 · accession 0001437749-24-010666 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2024-04-02 | 2024-03-29 | HNRG | LUBAR DAVID J | Dir, 10% | J - Other | $5.33 | +180.1K | 2.66M | +7% | +$960.0K |
| DI | 2024-04-02 | 2024-03-29 | HNRG | LUBAR DAVID J | Dir, 10% | C - Cnv Deriv | $6.25 | +1.28M | 2.48M | +106% | +$7.99M |
| DI | 2024-04-02 | 2024-03-29 | HNRG | LUBAR DAVID J | Dir, 10% | C - Cnv Deriv | $6.25 | -1.28M | 0 | -100% | -$7.99M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-03-29 | J | A | 180,112 | $5.33 | 2,663,334 | I By Lubar Opportunities Fund I, LLC | — | — | (F2) Per the terms of the Unsecured Convertible Notes, interest due may be paid in shares of the Issuer's common stock. (F4) Based on the closing stock price on March 28, 2024. (F1) These securities are owned by Lubar Opportunities Fund I, LLC ("LOFI"). Lubar & Co. is the sole manager of the fund. Mr. David Lubar, as CEO of Lubar & Co., may be deemed to share voting and dispositive power as to the shares held by LOFI. Mr. David Lubar disclaims beneficial ownership in the shares owned by LOFI, except to the extent of his respective pecuniary interest therein. |
| 2 | Common | Common Stock | 2024-03-29 | C | A | 1,279,182 | $6.25 | 2,483,222 | I By Lubar Opportunities Fund I, LLC | — | — | (F5) Theses securities were issued due to the conversion of two unsecured convertible notes to Lubar Opportunities Fund I, LLC, per the terms of the agreements. (F1) These securities are owned by Lubar Opportunities Fund I, LLC ("LOFI"). Lubar & Co. is the sole manager of the fund. Mr. David Lubar, as CEO of Lubar & Co., may be deemed to share voting and dispositive power as to the shares held by LOFI. Mr. David Lubar disclaims beneficial ownership in the shares owned by LOFI, except to the extent of his respective pecuniary interest therein. |
| 3 | Derivative | Convertible Note-common stock | 2024-03-29 | C | D | 1,279,182 | $6.25 | 0 | I By Lubar Opportunities Fund I, LLC | $6.25 · 2022-08-17 to 2024-08-22 | 1,279,182 Common Stock | (F1) These securities are owned by Lubar Opportunities Fund I, LLC ("LOFI"). Lubar & Co. is the sole manager of the fund. Mr. David Lubar, as CEO of Lubar & Co., may be deemed to share voting and dispositive power as to the shares held by LOFI. Mr. David Lubar disclaims beneficial ownership in the shares owned by LOFI, except to the extent of his respective pecuniary interest therein. |