Form 4 for NREF NexPoint Real Estate Finance, Inc.
Accepted 2024-04-08 00:00:00 ET · period of report 2024-04-04 · accession 0001437749-24-011394 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-08 | 2024-04-04 | NREF | McGraner Matt | See Remarks | M - OptEx | — | +32.0K | 194.1K | +20% | — |
| D | 2024-04-08 | 2024-04-04 | NREF | McGraner Matt | See Remarks | F - Tax | $13.04 | -11.1K | 183.1K | -6% | -$144.2K |
| D | 2024-04-08 | 2024-04-04 | NREF | McGraner Matt | See Remarks | M - OptEx | $0.00 | -32.0K | 96.0K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-04 | M | A | 32,010 | — | 194,108 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. |
| 2 | Common | Common Stock | 2024-04-04 | F | D | 11,055 | $13.04 | 183,053 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-04-04 | M | D | 32,010 | $0.00 | 96,031 | D | — · — to — | 32,010 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (F3) On April 4, 2023, the reporting person was granted 128,041 restricted stock units. The restricted stock units vested one-fourth on April 4, 2024 and will vest one-fourth on April 4, 2025, one-fourth on April 4, 2026, and one-fourth on April 4, 2027. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |