Form 4 for NREF NexPoint Real Estate Finance, Inc.
Accepted 2024-04-08 00:00:00 ET · period of report 2024-04-04 · accession 0001437749-24-011395 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-08 | 2024-04-04 | NREF | Swain Carol | Dir | M - OptEx | — | +4,274 | 4,274 | New | — |
| D | 2024-04-08 | 2024-04-04 | NREF | Swain Carol | Dir | M - OptEx | $0.00 | -4,274 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-04 | M | A | 4,274 | — | 4,274 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. |
| 2 | Derivative | Restricted Stock Units | 2024-04-04 | M | D | 4,274 | $0.00 | 0 | D | — · — to — | 4,274 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (F2) On April 4, 2023, the reporting person was granted 4,274 restricted stock units. The restricted stock units vested on April 4, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |