Form 4 for NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST
Accepted 2024-04-08 00:00:00 ET · period of report 2024-04-04 · accession 0001437749-24-011459 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-08 | 2024-04-04 | NXDT | Constantino Edward N. | Dir | D - Sale to Iss | — | -3,732 | 21.6K | -15% | — |
| D | 2024-04-08 | 2024-04-04 | NXDT | Constantino Edward N. | Dir | M - OptEx | — | +7,463 | 25.4K | +42% | — |
| D | 2024-04-08 | 2024-04-04 | NXDT | Constantino Edward N. | Dir | M - OptEx | $0.00 | -7,463 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-04 | D | D | 3,732 | — | 21,630 | D | — | — | (F2) Represents the portion of previously reported restricted shares unit grant that vested on April 4, 2024 and settled in cash. |
| 2 | Common | Common Stock | 2024-04-04 | M | A | 7,463 | — | 25,362 | D | — | — | (F1) Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. |
| 3 | Derivative | Restricted Shares Units | 2024-04-04 | M | D | 7,463 | $0.00 | 0 | D | — · — to — | 7,463 Common Shares | (F1) Each restricted shares unit represents a contingent right to receive one common share of NexPoint Diversified Real Estate Trust. (F3) On April 4, 2023, the reporting person was granted 7,463 restricted shares units which vested on April 4, 2025. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |