Form 4 for FLNA FILANA THERAPEUTICS, INC.
Accepted 2024-04-30 00:00:00 ET · period of report 2024-04-26 · accession 0001437749-24-013866 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-30 | 2024-04-26 | FLNA | ROBERTSON SANFORD | Dir | M - OptEx | $22.00 | +69.0K | 955.9K | +8% | +$1.52M |
| D | 2024-04-30 | 2024-04-26 | FLNA | ROBERTSON SANFORD | Dir | M - OptEx | $0.00 | -46.0K | 308.7K | -13% | $0 |
| D | 2024-04-30 | 2024-01-03 | FLNA | ROBERTSON SANFORD | Dir | A - Grant | $0.00 | +354.7K | 354.7K | New | $0 |
| DI | 2024-04-30 | 2024-01-03 | FLNA | ROBERTSON SANFORD | Dir | A - Grant | $0.00 | +72.0K | 72.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-26 | M | A | 69,000 | $22.00 | 955,851 | D | — | — | (F2) Form 4 represents exercise of common stock warrants received on January 3, 2024 for cash. Holder received one and one-half shares of common stock for each common stock warrant exercised. |
| 2 | Derivative | Common Stock Warrant | 2024-04-26 | M | D | 46,000 | $0.00 | 308,740 | D | $33.00 · 2024-01-03 to 2024-05-07 | 69,000 Common Stock | (F2) Form 4 represents exercise of common stock warrants received on January 3, 2024 for cash. Holder received one and one-half shares of common stock for each common stock warrant exercised. |
| 3 | Derivative | Common Stock Warrant | 2024-01-03 | A | A | 354,740 | $0.00 | 354,740 | D | $33.00 · 2024-01-03 to 2024-05-07 | 532,110 Common Stock | (F1) Represents warrants that were originally issued on January 3, 2024 as a pro-rata distribution to all holders of common shares. Each warrant entitles the holder to purchase one and one-half common shares at an exercise price of $33.00 per warrant. This distribution was exempt from immediate reporting under Section 16. |
| 4 | Derivative | Common Stock Warrant | 2024-01-03 | A | A | 72,000 | $0.00 | 72,000 | I By family | $33.00 · 2024-01-03 to 2024-05-07 | 108,000 Common Stock | (F1) Represents warrants that were originally issued on January 3, 2024 as a pro-rata distribution to all holders of common shares. Each warrant entitles the holder to purchase one and one-half common shares at an exercise price of $33.00 per warrant. This distribution was exempt from immediate reporting under Section 16. |