Form 4 for NREF NexPoint Real Estate Finance, Inc.
Accepted 2024-05-09 00:00:00 ET · period of report 2024-05-08 · accession 0001437749-24-015702 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-09 | 2024-05-08 | NREF | Sauter Dennis Charles Jr | GC | M - OptEx | — | +1,445 | 20.0K | +8% | — |
| D | 2024-05-09 | 2024-05-08 | NREF | Sauter Dennis Charles Jr | GC | F - Tax | $13.69 | -689 | 19.4K | -3% | -$9,432 |
| D | 2024-05-09 | 2024-05-08 | NREF | Sauter Dennis Charles Jr | GC | M - OptEx | $0.00 | -1,445 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-08 | M | A | 1,445 | — | 20,045 | D | — | — | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. |
| 2 | Common | Common Stock | 2024-05-08 | F | D | 689 | $13.69 | 19,356 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-05-08 | M | D | 1,445 | $0.00 | 0 | D | — · — to — | 1,455 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of common stock of NexPoint Real Estate Finance, Inc. (F2) On June 24, 2020, the reporting person was granted 5,780 restricted stock units. The restricted stock units vested one-fourth on June 24, 2021, one-fourth on May 8, 2022, one-fourth on May 8, 2023, and one-fourth on May 8, 2024. Settlement will generally occur within 10 days of vesting and may at the discretion of the Compensation Committee be settled in cash. |