Form 4 for AQMS Aqua Metals, Inc.
Accepted 2024-05-16 00:00:00 ET · period of report 2024-05-14 · accession 0001437749-24-017367 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-16 | 2024-05-14 | AQMS | Cotton Stephen | CEO, Dir | P - Purchase | $0.39 | +250.0K | 6.35M | +4% | +$97.5K |
| D | 2024-05-16 | 2024-05-14 | AQMS | Cotton Stephen | CEO, Dir | P - Purchase | $0.01 | +250.0K | 250.0K | New | +$2,500 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-14 | P | A | 250,000 | $0.39 | 6,352,233 | D | — | — | (F1) Includes 2,872,887 shares underlying restricted stock units ("RSUs") that are not yet vested and deliverable. |
| 2 | Derivative | Non-Redeemable Common Stock Purchase Warrant | 2024-05-14 | P | A | 250,000 | $0.01 | 250,000 | D | $0.39 · 2024-05-17 to 2029-05-17 | 250,000 Common Stock |