Form 4 for DYAI DYADIC INTERNATIONAL INC
Accepted 2024-05-23 00:00:00 ET · period of report 2024-05-21 · accession 0001437749-24-018133 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-05-23 | 2024-05-21 | DYAI | Tarnok Michael P. | Dir | M - OptEx | $1.36 | +30.0K | 223.6K | +15% | +$40.8K |
| D | 2024-05-23 | 2024-05-21 | DYAI | Tarnok Michael P. | Dir | F - Tax | $1.67 | -24.4K | 221.7K | -10% | -$40.8K |
| DM | 2024-05-23 | 2024-05-21 | DYAI | Tarnok Michael P. | Dir | M - OptEx | $0.00 | -30.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-21 | M | A | 5,625 | $1.36 | 229,228 | D | — | — | (F1) The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 24,431 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.67, which was the closing price of the Issuer's common stock on May 21, 2024. |
| 2 | Common | Common Stock | 2024-05-21 | F | D | 24,431 | $1.67 | 221,672 | D | — | — | (F1) The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 24,431 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.67, which was the closing price of the Issuer's common stock on May 21, 2024. |
| 3 | Common | Common Stock | 2024-05-21 | M | A | 16,875 | $1.36 | 246,103 | D | — | — | (F1) The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 24,431 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.67, which was the closing price of the Issuer's common stock on May 21, 2024. |
| 4 | Common | Common Stock | 2024-05-21 | M | A | 7,500 | $1.36 | 223,603 | D | — | — | (F1) The reporting person exercised a total of 30,000 stock options and paid the exercise price through the withholding by the Issuer of 24,431 shares of common stock underlying the stock options (equal to the value of the exercise price), based on a market price of $1.67, which was the closing price of the Issuer's common stock on May 21, 2024. |
| 5 | Derivative | Stock Option | 2024-05-21 | M | D | 7,500 | $0.00 | 0 | D | $1.36 · 2014-06-12 to 2024-06-11 | 7,500 Common Stock | |
| 6 | Derivative | Stock Option | 2024-05-21 | M | D | 16,875 | $0.00 | 0 | D | $1.36 · 2015-12-31 to 2024-06-11 | 16,875 Common Stock | |
| 7 | Derivative | Stock Option | 2024-05-21 | M | D | 5,625 | $0.00 | 0 | D | $1.36 · 2015-06-12 to 2024-06-11 | 5,625 Common Stock |