Form 4 for UEC URANIUM ENERGY CORP
Accepted 2024-05-23 00:00:00 ET · period of report 2024-05-21 · accession 0001437749-24-018236 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-05-23 | 2024-05-21 | UEC | Adnani Amir | Pres, CEO, Dir | M - OptEx | $1.02 | +1.55M | 5.21M | +42% | +$1.59M |
| DMI | 2024-05-23 | 2024-05-21 | UEC | Adnani Amir | Pres, CEO, Dir | F - Tax | $7.53 | -569.7K | 4.90M | -10% | -$4.29M |
| DM | 2024-05-23 | 2024-05-21 | UEC | Adnani Amir | Pres, CEO, Dir | M - OptEx | — | -1.55M | 150.0K | -91% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-21 | M | A | 550,000 | $0.94 | 4,465,861 | I Amir Adnani Corp. | — | — | (F1) The Reporting Person exercised options previously granted to him under the Company's then Stock Incentive Plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provisions of such plan. As such, the Issuer withheld 68,812 shares at a fair market value of $7.53 per share being equal to the exercise price, and 129,114 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 352,074 shares. |
| 2 | Common | Common Stock | 2024-05-21 | F | D | 68,812 | $7.53 | 4,397,049 | I Amir Adnani Corp. | — | — | (F1) The Reporting Person exercised options previously granted to him under the Company's then Stock Incentive Plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provisions of such plan. As such, the Issuer withheld 68,812 shares at a fair market value of $7.53 per share being equal to the exercise price, and 129,114 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 352,074 shares. |
| 3 | Common | Common Stock | 2024-05-21 | F | D | 129,114 | $7.53 | 4,267,935 | I Amir Adnani Corp. | — | — | (F1) The Reporting Person exercised options previously granted to him under the Company's then Stock Incentive Plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provisions of such plan. As such, the Issuer withheld 68,812 shares at a fair market value of $7.53 per share being equal to the exercise price, and 129,114 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 352,074 shares. |
| 4 | Common | Common Stock | 2024-05-21 | M | A | 150,000 | $0.91 | 4,417,935 | I Amir Adnani Corp. | — | — | (F2) The Reporting Person exercised options previously granted to him under the Company's then Stock Incentive Plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provisions of such plan. As such, the Issuer withheld 18,127 shares at a fair market value of $7.53 per share being equal to the exercise price, and 35,276 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 96,597 shares. |
| 5 | Common | Common Stock | 2024-05-21 | F | D | 18,127 | $7.53 | 4,399,808 | I Amir Adnani Corp. | — | — | (F2) The Reporting Person exercised options previously granted to him under the Company's then Stock Incentive Plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provisions of such plan. As such, the Issuer withheld 18,127 shares at a fair market value of $7.53 per share being equal to the exercise price, and 35,276 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 96,597 shares. |
| 6 | Common | Common Stock | 2024-05-21 | F | D | 35,276 | $7.53 | 4,364,532 | I Amir Adnani Corp. | — | — | (F2) The Reporting Person exercised options previously granted to him under the Company's then Stock Incentive Plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provisions of such plan. As such, the Issuer withheld 18,127 shares at a fair market value of $7.53 per share being equal to the exercise price, and 35,276 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 96,597 shares. |
| 7 | Common | Common Stock | 2024-05-21 | M | A | 850,000 | $1.10 | 5,214,532 | I Amir Adnani Corp. | — | — | (F3) The Reporting Person exercised options previously granted to him under the Company's then Stock Incentive Plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provisions of such plan. As such, the Issuer withheld 124,170 shares at a fair market value of $7.53 per share being equal to the exercise price, and 194,160 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 531,670 shares. |
| 8 | Common | Common Stock | 2024-05-21 | F | D | 124,170 | $7.53 | 5,090,362 | I Amir Adnani Corp. | — | — | (F3) The Reporting Person exercised options previously granted to him under the Company's then Stock Incentive Plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provisions of such plan. As such, the Issuer withheld 124,170 shares at a fair market value of $7.53 per share being equal to the exercise price, and 194,160 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 531,670 shares. |
| 9 | Common | Common Stock | 2024-05-21 | F | D | 194,160 | $7.53 | 4,896,202 | I Amir Adnani Corp. | — | — | (F3) The Reporting Person exercised options previously granted to him under the Company's then Stock Incentive Plan, electing to pay the exercise price pursuant to the deemed net-stock exercise provisions of such plan. As such, the Issuer withheld 124,170 shares at a fair market value of $7.53 per share being equal to the exercise price, and 194,160 shares to satisfy tax withholding requirements, such that the Reporting Person was issued 531,670 shares. |
| 10 | Derivative | Performance Stock Options | 2024-05-21 | M | D | 850,000 | — | 114,915 | D | $1.10 · 2021-07-16 to 2030-07-16 | 850,000 Common Stock | (F4) Granted pursuant to and in accordance with the Company's stock incentive plan. |
| 11 | Derivative | Options | 2024-05-21 | M | D | 150,000 | — | 0 | D | $0.91 · 2020-10-16 to 2030-07-16 | 150,000 Common Stock | (F4) Granted pursuant to and in accordance with the Company's stock incentive plan. |
| 12 | Derivative | Options | 2024-05-21 | M | D | 550,000 | — | 150,000 | D | $0.94 · 2019-10-30 to 2029-07-30 | 550,000 Common Stock | (F4) Granted pursuant to and in accordance with the Company's stock incentive plan. |