Form 4 for BWEN BROADWIND, INC.

Accepted 2024-05-30 00:00:00 ET · period of report 2024-05-28 · accession 0001437749-24-018765 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2024-05-30	2024-05-28	BWEN	Schueller Daniel E.	Pres, Broadwind Heavy Fab	F - Tax	$4.42	-1,245	145.4K	-0.8%	-$5,503
	2024-05-30	2024-05-28	BWEN	Schueller Daniel E.	Pres, Broadwind Heavy Fab	S - Sale	$4.53	-5,800	146.7K	-4%	-$26.3K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-05-28	F	D	1,245	$4.42	145,449	D	—	—	(F2) The reporting person has elected to satisfy his withholding obligation in connection with the vesting of a prior restricted stock unit grant by directing the Company to withhold shares otherwise issuable pursuant to the previously reported grant. (F3) Includes (i) 6,560 restricted stock units that vest on 4/25/25; (ii) 7,778 restricted stock units that vest 3,889 shares on each of 5/25/25 and 5/25/26; and (iii) 18,068 restricted stock units that vest 6,022 shares on 5/16/25 and 6,023 shares on each of 5/16/26 and 5/16/27.
2	Common	Common Stock	2024-05-28	S	D	5,800	$4.53	146,694	D	—	—	(F1) This transaction was executed in multiple trades at prices ranging from $4.53 to $4.54; the price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC, Broadwind, Inc. or a security holder of Broadwind, Inc.