Form 4 for NXDT NEXPOINT DIVERSIFIED REAL ESTATE TRUST

Accepted 2024-06-17 00:00:00 ET · period of report 2021-11-01 · accession 0001437749-24-020503 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2024-06-17	2021-11-01+	NXDT	DONDERO JAMES D	See Remarks, Dir, 10%	P - Purchase	$10.29	+32.8K	325	New	+$337.3K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-06-13	P	A	2,387	$4.92	2,387	I As custodian of UTMA account for child 1	—	—	(F1) The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
2	Common	Common Stock	2024-06-13	P	A	2,387	$4.92	2,387	I As custodian of UTMA account for child 2	—	—	(F1) The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
3	Common	Common Stock	2024-06-13	P	A	2,387	$4.92	2,387	I As custodian of UTMA account for child 3	—	—	(F1) The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
4	Common	Common Stock	2024-06-13	P	A	2,387	$4.92	2,387	I As custodian of UTMA account for child 4	—	—	(F1) The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
5	Common	Common Stock	2024-06-13	P	A	2,387	$4.92	2,387	I As custodian of UTMA account for child 5	—	—	(F1) The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
6	Common	Common Stock	2024-06-13	P	A	2,387	$4.92	2,387	I As custodian of UTMA account for child 6	—	—	(F1) The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
7	Common	5.50% Series A Cumulative Preferred Shares	2021-11-01	P	A	3,803	$14.36	16,807	I See Footnote	—	—	(F7) These shares are held by Drugcrafters. Mr. Dondero is the sole managing member of the general partner of Drugcrafters and may be deemed to be an indirect beneficial owner of shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
8	Common	5.50% Series A Cumulative Preferred Shares	2021-11-02	P	A	5,693	$14.36	22,500	I See Footnote	—	—	(F7) These shares are held by Drugcrafters. Mr. Dondero is the sole managing member of the general partner of Drugcrafters and may be deemed to be an indirect beneficial owner of shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
9	Common	5.50% Series A Cumulative Preferred Shares	2022-01-12	P	A	3,117	$14.36	25,617	I See Footnote	—	—	(F7) These shares are held by Drugcrafters. Mr. Dondero is the sole managing member of the general partner of Drugcrafters and may be deemed to be an indirect beneficial owner of shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
10	Common	5.50% Series A Cumulative Preferred Shares	2022-01-13	P	A	3,900	$14.36	29,517	I See Footnote	—	—	(F7) These shares are held by Drugcrafters. Mr. Dondero is the sole managing member of the general partner of Drugcrafters and may be deemed to be an indirect beneficial owner of shares held by Drugcrafters. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
11	Common	5.50% Series A Cumulative Preferred Shares	2024-06-13	P	A	325	$15.25	325	I As custodian of UTMA account for child 1	—	—	(F1) The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
12	Common	5.50% Series A Cumulative Preferred Shares	2024-06-13	P	A	325	$15.25	325	I As custodian of UTMA account for child 2	—	—	(F1) The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
13	Common	5.50% Series A Cumulative Preferred Shares	2024-06-13	P	A	325	$15.25	325	I As custodian of UTMA account for child 3	—	—	(F1) The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
14	Common	5.50% Series A Cumulative Preferred Shares	2024-06-13	P	A	325	$15.25	325	I As custodian of UTMA account for child 4	—	—	(F1) The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
15	Common	5.50% Series A Cumulative Preferred Shares	2024-06-13	P	A	325	$15.25	325	I As custodian of UTMA account for child 5	—	—	(F1) The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
16	Common	5.50% Series A Cumulative Preferred Shares	2024-06-13	P	A	325	$15.25	325	I As custodian of UTMA account for child 6	—	—	(F1) The shares are held for one of Mr. Dondero's children, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which Mr. Dondero serves as custodian. Mr. Dondero disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.