Form 4 for CATY CATHAY GENERAL BANCORP
Accepted 2024-07-02 00:00:00 ET · period of report 2024-05-28 · accession 0001437749-24-022055 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-02 | 2024-05-28 | CATY | Lo Thomas M. | EVP, Chief Admin Off | M - OptEx | $0.00 | +1,928 | 4,947 | +64% | $0 |
| D | 2024-07-02 | 2024-05-28 | CATY | Lo Thomas M. | EVP, Chief Admin Off | F - Tax | $35.88 | -688 | 4,259 | -14% | -$24.7K |
| D | 2024-07-02 | 2024-05-28 | CATY | Lo Thomas M. | EVP, Chief Admin Off | M - OptEx | $0.00 | -1,928 | 0 | -100% | $0 |
| D | 2024-07-02 | 2024-06-28 | CATY | Lo Thomas M. | EVP, Chief Admin Off | A - Grant | $0.00 | +3,313 | 3,313 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-28 | M | A | 1,928 | $0.00 | 4,947 | D | — | — | |
| 2 | Common | Common Stock | 2024-05-28 | F | D | 688 | $35.88 | 4,259 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2024-05-28 | M | D | 1,928 | $0.00 | 0 | D | — · — to — | 1,928 Common Stock | (F1) Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. (F3) The reporting person previously reported the award of 1,928 shares of restricted stock units on Form 3 filed January 25, 2024. All of these restricted stock units vested on May 28, 2024. |
| 4 | Derivative | Restricted Stock Units | 2024-06-28 | A | A | 3,313 | $0.00 | 3,313 | D | — · — to — | 3,313 Common Stock | (F1) Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. (F2) These restricted stock units are scheduled to fully vest on June 28, 2027, or earlier in the event of death, disability, retirement, or change in control. |