Form 4 for CATY CATHAY GENERAL BANCORP
Accepted 2024-07-02 00:00:00 ET · period of report 2024-05-28 · accession 0001437749-24-022057 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-02 | 2024-05-28 | CATY | Chan May K. | SVP, GC | F - Tax | $35.88 | -254 | 2,446 | -9% | -$9,114 |
| D | 2024-07-02 | 2024-05-28 | CATY | Chan May K. | SVP, GC | M - OptEx | $0.00 | +723 | 2,700 | +37% | $0 |
| D | 2024-07-02 | 2024-05-28 | CATY | Chan May K. | SVP, GC | M - OptEx | $0.00 | -723 | 0 | -100% | $0 |
| D | 2024-07-02 | 2024-06-28 | CATY | Chan May K. | SVP, GC | A - Grant | $0.00 | +1,458 | 1,458 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-05-28 | F | D | 254 | $35.88 | 2,446 | D | — | — | (F1) Includes 16.568 shares acquired through dividend reinvestment year-to-date |
| 2 | Common | Common Stock | 2024-05-28 | M | A | 723 | $0.00 | 2,700 | D | — | — | (F1) Includes 16.568 shares acquired through dividend reinvestment year-to-date |
| 3 | Derivative | Restricted Stock Units | 2024-05-28 | M | D | 723 | $0.00 | 0 | D | — · — to — | 723 Common Stock | (F2) Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. (F4) The reporting person previously reported the award of 723 shares of restricted stock units on Form 3 filed January 26, 2023. All of these restricted stock units vested on May 28, 2024. |
| 4 | Derivative | Restricted Stock Units | 2024-06-28 | A | A | 1,458 | $0.00 | 1,458 | D | — · — to — | 1,458 Common Stock | (F2) Each restricted stock unit represented a contingent right to receive one share of Common Stock of the Issuer. (F3) These restricted stock units are scheduled to fully vest on June 28, 2027, or earlier in the event of death, disability, retirement, or change in control. |