Form 4 for ESQ Esquire Financial Holdings, Inc.
Accepted 2024-07-30 00:00:00 ET · period of report 2024-07-26 · accession 0001437749-24-023841 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-07-30 | 2024-07-26 | ESQ | Bader Eric S | EVP, COO | F - Tax | $59.30 | -1,381 | 109.8K | -1% | -$81.9K |
| D | 2024-07-30 | 2024-07-26 | ESQ | Bader Eric S | EVP, COO | M - OptEx | $12.50 | +6,550 | 111.2K | +6% | +$81.9K |
| D | 2024-07-30 | 2024-07-26 | ESQ | Bader Eric S | EVP, COO | M - OptEx | $0.00 | -6,550 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-07-26 | F | D | 1,381 | $59.30 | 109,801 | D | — | — | (F5) Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026. (F2) Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023. (F3) Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024. (F4) Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025. (F1) Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022. (F6) Includes shares of restricted stock which vest in three equal annual installments commencing on December 15, 2027. |
| 2 | Common | Common Stock | 2024-07-26 | M | A | 6,550 | $12.50 | 111,182 | D | — | — | (F5) Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026. (F2) Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023. (F3) Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024. (F4) Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025. (F1) Includes shares of restricted stock which vest in three equal annual installments commencing on December 10, 2022. (F6) Includes shares of restricted stock which vest in three equal annual installments commencing on December 15, 2027. |
| 3 | Derivative | Stock Options | 2024-07-26 | M | D | 6,550 | $0.00 | 0 | D | $12.50 · 2015-08-01 to 2024-08-01 | 6,550 Common Stock |