Form 4 for HNNA HENNESSY ADVISORS INC
Accepted 2024-09-19 00:00:00 ET · period of report 2024-09-18 · accession 0001437749-24-029611 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2024-09-19 | 2024-09-19 | HNNA | HENNESSY BRIAN A | Dir | G - Gift | $0.00 | -2,000 | 238.4K | -0.8% | $0 |
| I | 2024-09-19 | 2024-09-18 | HNNA | HENNESSY BRIAN A | Dir | A - Grant | $0.00 | +5,600 | 240.4K | +2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-19 | G | D | 2,000 | $0.00 | 238,364.50 | I By Trust | — | — | (F1) Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2025. |
| 2 | Common | Common Stock | 2024-09-18 | A | A | 5,600 | $0.00 | 240,364.50 | I By Trust | — | — | (F1) Includes 5,600 shares of underlying stock units that will vest 25% per year beginning on September 18, 2025. |