Form 4 for ESQ Esquire Financial Holdings, Inc.
Accepted 2024-09-23 00:00:00 ET · period of report 2024-09-20 · accession 0001437749-24-029855 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-23 | 2024-09-20 | ESQ | Waterhouse Kevin C | Dir | M - OptEx | $20.49 | +9,166 | 85.4K | +12% | +$187.8K |
| DM | 2024-09-23 | 2024-09-20 | ESQ | Waterhouse Kevin C | Dir | M - OptEx | — | 0 | 0 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-20 | M | A | 2,500 | $12.50 | 81,906 | D | — | — | (F1) Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023. (F3) Includes shares of restricted stock which vest in three equal annual installments commencing on December 15, 2027. (F2) Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026. |
| 2 | Common | Common Stock | 2024-09-20 | M | A | 1,500 | $19.25 | 83,406 | D | — | — | (F1) Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023. (F3) Includes shares of restricted stock which vest in three equal annual installments commencing on December 15, 2027. (F2) Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026. |
| 3 | Common | Common Stock | 2024-09-20 | M | A | 1,166 | $31.04 | 88,572 | D | — | — | (F1) Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023. (F3) Includes shares of restricted stock which vest in three equal annual installments commencing on December 15, 2027. (F2) Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026. |
| 4 | Common | Common Stock | 2024-09-20 | M | A | 2,000 | $20.85 | 87,406 | D | — | — | (F1) Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023. (F3) Includes shares of restricted stock which vest in three equal annual installments commencing on December 15, 2027. (F2) Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026. |
| 5 | Common | Common Stock | 2024-09-20 | M | A | 2,000 | $24.90 | 85,406 | D | — | — | (F1) Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023. (F3) Includes shares of restricted stock which vest in three equal annual installments commencing on December 15, 2027. (F2) Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026. |
| 6 | Derivative | Stock Options | 2024-09-20 | M | D | — | $0.00 | 0 | D | $12.50 · 2017-09-01 to 2026-09-01 | 2,500 Common Stock | |
| 7 | Derivative | Stock Options | 2024-09-20 | M | D | — | $0.00 | 584 | D | $31.04 · 2022-12-09 to 2031-12-09 | 1,166 Common Stock | (F5) Stock options vest in three equal annual installments commencing on December 9, 2022. |
| 8 | Derivative | Stock Options | 2024-09-20 | M | D | — | $0.00 | 0 | D | $20.85 · 2021-12-16 to 2030-12-16 | 2,000 Common Stock | |
| 9 | Derivative | Stock Options | 2024-09-20 | M | D | — | $0.00 | 0 | D | $24.90 · 2019-12-10 to 2028-12-10 | 2,000 Common Stock | |
| 10 | Derivative | Stock Options | 2024-09-20 | M | D | — | $0.00 | 0 | D | $19.25 · 2019-01-23 to 2028-01-23 | 1,500 Common Stock |