Form 4 for NGVC Natural Grocers by Vitamin Cottage, Inc.
Accepted 2024-10-02 00:00:00 ET · period of report 2024-09-30 · accession 0001437749-24-030521 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-10-02 | 2024-09-30+ | NGVC | Dissinger Todd | CFO | M - OptEx | $0.00 | +28.5K | 66.5K | +75% | $0 |
| DM | 2024-10-02 | 2024-09-30+ | NGVC | Dissinger Todd | CFO | F - Tax | $28.21 | -8,551 | 65.2K | -12% | -$241.2K |
| DM | 2024-10-02 | 2024-09-30+ | NGVC | Dissinger Todd | CFO | M - OptEx | $0.00 | -28.5K | 56.6K | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-09-30 | M | A | 25,000 | $0.00 | 70,197 | D | — | — | (F1) Represents shares of NGVC common stock issued to the reporting person upon the vesting of 25,000 restricted stock units ("RSUs") on September 30, 2024, where each RSU represented the economic equivalent of one share of NGVC common stock. |
| 2 | Common | Common Stock | 2024-09-30 | F | D | 7,187 | $27.93 | 63,010 | D | — | — | (F2) Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of the RSUs. |
| 3 | Common | Common Stock | 2024-10-01 | M | A | 3,520 | $0.00 | 66,530 | D | — | — | (F3) Represents shares of NGVC common stock issued to the reporting person upon the vesting of 3,520 RSUs on October 1, 2024, where each RSU represented the economic equivalent of one share of NGVC common stock. |
| 4 | Common | Common Stock | 2024-10-01 | F | D | 1,364 | $29.69 | 65,166 | D | — | — | (F2) Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of the RSUs. |
| 5 | Derivative | Restricted Stock Units | 2024-09-30 | M | D | 25,000 | $0.00 | 60,129 | D | $0.00 · 2024-09-30 to 2024-09-30 | 25,000 Common Stock | (F4) Each RSU represents a contingent right to receive one share of NGVC common stock. |
| 6 | Derivative | Restricted Stock Units | 2024-10-01 | M | D | 3,520 | $0.00 | 56,609 | D | $0.00 · 2024-10-01 to 2024-10-01 | 3,520 Common Stock | (F5) Includes: (a) 1,920 RSUs vesting on October 1, 2025; (b) 31,876 RSUs vesting on December 31, 2024; (c) 11,407 RSUs vesting on August 15, 2025; and (d) 11,406 RSUs vesting on August 15, 2026. (F4) Each RSU represents a contingent right to receive one share of NGVC common stock. |