Form 4 for NGVC Natural Grocers by Vitamin Cottage, Inc.
Accepted 2024-11-06 00:00:00 ET · period of report 2024-11-04 · accession 0001437749-24-033689 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-06 | 2024-11-04 | NGVC | Halle Richard | CFO (appointee) | F - Tax | $27.34 | -2,500 | 64.1K | -4% | -$68.3K |
| D | 2024-11-06 | 2024-11-04 | NGVC | Halle Richard | CFO (appointee) | A - Grant | $27.34 | +7,500 | 66.6K | +13% | +$205.1K |
| D | 2024-11-06 | 2024-11-04 | NGVC | Halle Richard | CFO (appointee) | A - Grant | $0.00 | +200.0K | 203.7K | +5,353% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-04 | F | D | 2,500 | $27.34 | 64,100 | D | — | — | (F2) Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of on this line were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the issuance of the stock grant. |
| 2 | Common | Common Stock | 2024-11-04 | A | A | 7,500 | $27.34 | 66,600 | D | — | — | (F1) Represents a fully vested grant of NGVC common stock issued to the reporting person on November 4, 2024. |
| 3 | Derivative | Restricted Stock Units | 2024-11-04 | A | A | 200,000 | $0.00 | 203,736 | D | $0.00 · — to — | 200,000 Common Stock | (F5) In addition to the transactions reported on this Form 4, includes 3,736 RSUs vesting on March 6, 2025. (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of NGVC common stock. (F4) These RSUs will vest in full on November 4, 2029. Such RSUs will become fully vested upon the occurrence of a change in control or corporate transaction affecting the issuer. |