Form 4 for AVPT AvePoint, Inc.

Accepted 2024-11-21 00:00:00 ET · period of report 2024-11-19 · accession 0001437749-24-035991 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2024-11-21	2024-11-19+	AVPT	Lu Zhijian	10%	S - Sale	$16.94	-30.0K	18.28M	-0.2%	-$508.1K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-11-20	S	D	10,000	$17.12	18,270,673	I By Trusts and LLCs	—	—	(F1) The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.
2	Common	Common Stock	2024-11-21	S	D	10,000	$17.81	18,260,673	I By Trusts and LLCs	—	—	(F1) The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024. (F2) Includes (i) 7,102,219 shares held by KEM Phoenix LLC, (ii) 6,331,492 shares held by Fire Stone Family Trust, (iii) 1,608,724 shares held by The Bridge Water Trust, (iv) 1,608,724 shares held by The Cherry Tree Trust, (v) 804,757 shares held by KEM Lily LLC, and (vi) 804,757 shares held by KEM Rose LLC. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.
3	Common	Common Stock	2024-11-19	S	D	10,000	$15.88	18,280,673	I By Trusts and LLCs	—	—	(F1) The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2024.