Form 4 for WSBF Waterstone Financial, Inc.
Accepted 2024-11-22 00:00:00 ET · period of report 2024-11-20 · accession 0001437749-24-036014 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-11-22 | 2024-11-20+ | WSBF | Schmidt Stephen J | Dir | S - Sale+OE | $15.29 | -10.4K | 70.1K | -13% | -$159.6K |
| DM | 2024-11-22 | 2024-11-20+ | WSBF | Schmidt Stephen J | Dir | M - OptEx | $12.75 | +10.4K | 70.5K | +17% | +$133.1K |
| DM | 2024-11-22 | 2024-11-20+ | WSBF | Schmidt Stephen J | Dir | M - OptEx | $0.00 | -10.4K | 59.8K | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-21 | S | D | 1,196 | $15.27 | 75,969 | D | — | — | |
| 2 | Common | Common Stock | 2024-11-21 | S | D | 400 | $15.34 | 71,307 | D | — | — | |
| 3 | Common | Common Stock | 2024-11-21 | S | D | 6 | $15.33 | 71,707 | D | — | — | |
| 4 | Common | Common Stock | 2024-11-21 | S | D | 442 | $15.32 | 71,713 | D | — | — | |
| 5 | Common | Common Stock | 2024-11-21 | S | D | 278 | $15.32 | 72,155 | D | — | — | |
| 6 | Common | Common Stock | 2024-11-21 | S | D | 520 | $15.31 | 72,433 | D | — | — | |
| 7 | Common | Common Stock | 2024-11-21 | S | D | 139 | $15.31 | 72,953 | D | — | — | |
| 8 | Common | Common Stock | 2024-11-21 | S | D | 1,766 | $15.30 | 73,092 | D | — | — | |
| 9 | Common | Common Stock | 2024-11-21 | S | D | 916 | $15.29 | 74,858 | D | — | — | |
| 10 | Common | Common Stock | 2024-11-21 | S | D | 100 | $15.29 | 75,774 | D | — | — | |
| 11 | Common | Common Stock | 2024-11-21 | S | D | 95 | $15.28 | 75,874 | D | — | — | |
| 12 | Common | Common Stock | 2024-11-21 | S | D | 584 | $15.27 | 77,165 | D | — | — | |
| 13 | Common | Common Stock | 2024-11-21 | S | D | 1,252 | $15.26 | 77,749 | D | — | — | |
| 14 | Common | Common Stock | 2024-11-21 | S | D | 215 | $15.26 | 79,001 | D | — | — | |
| 15 | Common | Common Stock | 2024-11-21 | S | D | 862 | $15.25 | 79,216 | D | — | — | |
| 16 | Common | Common Stock | 2024-11-21 | M | A | 10,000 | $12.75 | 80,078 | D | — | — | |
| 17 | Common | Common Stock | 2024-11-20 | S | D | 437 | $15.25 | 70,078 | D | — | — | |
| 18 | Common | Common Stock | 2024-11-20 | M | A | 437 | $12.75 | 70,515 | D | — | — | |
| 19 | Common | Common Stock | 2024-11-21 | S | D | 17 | $15.38 | 70,078 | D | — | — | |
| 20 | Common | Common Stock | 2024-11-21 | S | D | 11 | $15.35 | 71,296 | D | — | — | |
| 21 | Common | Common Stock | 2024-11-21 | S | D | 200 | $15.35 | 71,096 | D | — | — | |
| 22 | Common | Common Stock | 2024-11-21 | S | D | 83 | $15.36 | 71,013 | D | — | — | |
| 23 | Common | Common Stock | 2024-11-21 | S | D | 1 | $15.36 | 71,012 | D | — | — | |
| 24 | Common | Common Stock | 2024-11-21 | S | D | 8 | $15.37 | 71,004 | D | — | — | |
| 25 | Common | Common Stock | 2024-11-21 | S | D | 787 | $15.37 | 70,217 | D | — | — | |
| 26 | Common | Common Stock | 2024-11-21 | S | D | 122 | $15.38 | 70,095 | D | — | — | |
| 27 | Derivative | Stock Option | 2024-11-20 | M | D | 437 | $0.00 | 69,818 | D | $12.75 · 2016-03-04 to 2025-03-04 | 437 Common Stock | |
| 28 | Derivative | Stock Option | 2024-11-21 | M | D | 10,000 | $0.00 | 59,818 | D | $12.75 · 2016-03-04 to 2025-03-04 | 10,000 Common Stock |