Form 4 for PARR PAR PACIFIC HOLDINGS, INC.
Accepted 2024-12-13 00:00:00 ET · period of report 2024-12-12 · accession 0001437749-24-037511 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-12-13 | 2024-12-12 | PARR | PATE WILLIAM | Dir | M - OptEx | $14.60 | +71.9K | 592.3K | +14% | +$1.05M |
| D | 2024-12-13 | 2024-12-12 | PARR | PATE WILLIAM | Dir | S - Sale+OE | $16.22 | -67.7K | 524.6K | -11% | -$1.10M |
| D | 2024-12-13 | 2024-12-12 | PARR | PATE WILLIAM | Dir | M - OptEx | $0.00 | -71.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2024-12-12 | M | A | 71,918 | $14.60 | 592,310 | D | — | — | |
| 2 | Common | Common stock | 2024-12-12 | S | D | 67,700 | $16.22 | 524,610 | D | — | — | (F1) The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $15.91 to $16.27, inclusive, via a cashless hold. The reporting person undertakes to provide to Par Pacific Holdings, Inc. or the staff of the Securities and Exhchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The proceeds from approximately 67,700 shares were withheld by the Company to pay costs associated with the exercise of the option and withholding taxes. The transaction netted 4,218 shares that remain held by Mr. Pate. |
| 3 | Derivative | Stock option (right to buy) | 2024-12-12 | M | D | 71,918 | $0.00 | 0 | D | $14.60 · — to 2025-02-27 | 71,918 Common stock | (F2) The option vests in four equal annual installments beginning on February 28, 2018. (F3) The reporting person exercised the option due to the upcoming expiration date of the option and anticipated closure of the trading window prior to such date. |