Form 4 for ALRS ALERUS FINANCIAL CORP
Accepted 2025-01-06 00:00:00 ET · period of report 2025-01-02 · accession 0001437749-25-000448 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-01-06 | 2025-01-02 | ALRS | Hendry Jon | CTO, EVP | M - OptEx | — | +4,661 | 53.7K | +10% | — |
| D | 2025-01-06 | 2025-01-02 | ALRS | Hendry Jon | CTO, EVP | F - Tax | $19.14 | -1,454 | 55.9K | -3% | -$27.8K |
| DM | 2025-01-06 | 2025-01-02 | ALRS | Hendry Jon | CTO, EVP | M - OptEx | $0.00 | -4,661 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-02 | M | A | 1,672 | — | 55,430 | D | — | — | (F5) On February 21, 2023, Mr. Hendry was granted 1,672 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement (F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) Includes 46,398 shares held jointly with Mr. Hendry's spouse. |
| 2 | Common | Common Stock | 2025-01-02 | F | D | 1,454 | $19.14 | 55,867 | D | — | — | (F7) Shares withheld upon vesting of restricted stock units for payment of tax liability. (F3) Includes 46,398 shares held jointly with Mr. Hendry's spouse. |
| 3 | Common | Common Stock | 2025-01-02 | M | A | 1,891 | — | 57,321 | D | — | — | (F6) On February 27, 2024, Mr. Hendry was granted 1,891time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. (F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) Includes 46,398 shares held jointly with Mr. Hendry's spouse. |
| 4 | Common | Common Stock | 2025-01-02 | M | A | 63 | — | 53,758 | D | — | — | (F4) On July 1, 2022, Mr. Hendry was granted 63 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. (F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) Includes 46,398 shares held jointly with Mr. Hendry's spouse. |
| 5 | Common | Common Stock | 2025-01-02 | M | A | 1,035 | — | 53,695 | D | — | — | (F1) On February 3, 2022, Mr. Hendry was granted 1,035 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. (F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) Includes 46,398 shares held jointly with Mr. Hendry's spouse. |
| 6 | Derivative | Restricted Stock Units | 2025-01-02 | M | D | 1,672 | $0.00 | 0 | D | — · — to — | 1,672 Common Stock | (F5) On February 21, 2023, Mr. Hendry was granted 1,672 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement (F2) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Derivative | Restricted Stock Units | 2025-01-02 | M | D | 63 | $0.00 | 0 | D | — · — to — | 63 Common Stock | (F4) On July 1, 2022, Mr. Hendry was granted 63 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. (F2) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Derivative | Restricted Stock Units | 2025-01-02 | M | D | 1,035 | $0.00 | 0 | D | — · — to — | 1,035 Common Stock | (F1) On February 3, 2022, Mr. Hendry was granted 1,035 time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. (F2) Restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Derivative | Restricted Stock Units | 2025-01-02 | M | D | 1,891 | $0.00 | 0 | D | — · — to — | 1,891 Common Stock | (F6) On February 27, 2024, Mr. Hendry was granted 1,891time-based restricted stock units, the vesting of which was accelerated on January 2, 2024 by Mr. Hendry's retirement. (F2) Restricted stock units convert into common stock on a one-for-one basis. |