Form 4 for LIDR AEye, Inc.
Accepted 2025-01-07 00:00:00 ET · period of report 2025-01-07 · accession 0001437749-25-000667 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2025-01-07 | 2025-01-07 | LIDR | Dussan Luis | Dir | S - Sale | $3.81 | -6,000 | 241.8K | -2% | -$22.9K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-07 | S | D | 3,000 | $3.81 | 33,000 | I Jennifer Dussan Trust A U/A/D 5/18/2022 | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2024. (F2) This transaction was executed in multiple trades at prices ranging from $3.8100 to $3.8200. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. (F4) The Jennifer Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shares held by the Trust are beneficially owned by the spouse of the Reporting Person, and the Reporting Person is the Trustee. |
| 2 | Common | Common Stock | 2025-01-07 | S | D | 3,000 | $3.81 | 241,832 | I Luis Dussan Trust A U/A/D 5/18/2022 | — | — | (F1) The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2024. (F2) This transaction was executed in multiple trades at prices ranging from $3.8100 to $3.8200. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. (F3) The Luis Dussan Trust A U/A/D 5/18/2022 is affiliated with the Reporting Person, and the shared held by the Trust are beneficially owned by the Reporting Person, who is the Trustee. |