Form 4 for BBCP Concrete Pumping Holdings, Inc.
Accepted 2025-01-17 00:00:00 ET · period of report 2025-01-15 · accession 0001437749-25-001423 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-01-17 | 2025-01-15+ | BBCP | Humphries Iain | CFO, Sec, Dir | F - Tax | $8.79 | -206.9K | 387.1K | -35% | -$1.82M |
| D | 2025-01-17 | 2025-01-17 | BBCP | Humphries Iain | CFO, Sec, Dir | M - OptEx | $6.09 | +249.3K | 636.4K | +64% | +$1.52M |
| DM | 2025-01-17 | 2025-01-15 | BBCP | Humphries Iain | CFO, Sec, Dir | A - Grant | $0.00 | +25.6K | 393.0K | +7% | $0 |
| D | 2025-01-17 | 2025-01-17 | BBCP | Humphries Iain | CFO, Sec, Dir | M - OptEx | $0.00 | -249.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-17 | F | D | 200,920 | $8.79 | 435,434 | D | — | — | (F4) The Reporting Person exercised 249,287 options and the Company withheld 200,920 of the underlying shares to satisfy the tax withholding and exercise price obligations. |
| 2 | Common | Common Stock | 2025-01-17 | M | A | 249,287 | $6.09 | 636,354 | D | — | — | (F4) The Reporting Person exercised 249,287 options and the Company withheld 200,920 of the underlying shares to satisfy the tax withholding and exercise price obligations. |
| 3 | Common | Common Stock | 2025-01-15 | F | D | 5,981 | $8.87 | 387,067 | D | — | — | (F3) The Company withheld shares of common stock to satisfy the tax withholding obligations for the Reporting Person's performance-based and time-based restricted stock units that vested on January 15, 2025. |
| 4 | Common | Common Stock | 2025-01-15 | A | A | 15,330 | $0.00 | 382,822 | D | — | — | (F1) Represents performance-based restricted stock units granted to the filing person. The restricted stock units were initially granted on January 22, 2024 and the amount of restricted stock units eligible for vesting was subject to certification of the satisfaction of certain performance conditions for the 2024 fiscal year by the Compensation Committee of the Board of Directors. On January 15, 2025, the Compensation Committee of the Board of Directors certified the achievement of the performance conditions for the restricted stock units, which vest in three equal increments on January 15, 2025, January 15, 2026 and January 15, 2027, subject to the filing person's continued employment through the vesting date. |
| 5 | Common | Common Stock | 2025-01-15 | A | A | 10,226 | $0.00 | 393,048 | D | — | — | (F2) Represents performance-based restricted stock units granted to the filing person. The restricted stock units were initially granted on April 12, 2024 and the amount of restricted stock units eligible for vesting was subject to certification of the satisfaction of certain performance conditions for the 2024 fiscal year by the Compensation Committee of the Board of Directors. On January 15, 2025, the Compensation Committee of the Board of Directors certified the achievement of the performance conditions for the restricted stock units, which vest in three equal increments on January 15, 2025, January 15, 2026 and January 15, 2027, subject to the filing person's continued employment through the vesting date. |
| 6 | Derivative | Option | 2025-01-17 | M | D | 249,287 | $0.00 | 0 | D | $6.09 · 2018-12-06 to 2026-03-07 | 249,287 Common Stock |