Form 4 for OBT Orange County Bancorp, Inc. /DE/

Accepted 2025-01-28 00:00:00 ET · period of report 2024-08-08 · accession 0001437749-25-001992 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2025-01-28	2024-08-08	OBT	Rouis Jonathan F	Dir	D - Sale to Iss	—	-450	4,701	-9%	—
D	2025-01-28	2024-08-08	OBT	Rouis Jonathan F	Dir	A - Grant	—	0	1,884	New	—

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2024-08-08	D	D	450	—	4,701	D	—	—	(F2) Restricted stock units which vested 100% on August 8, 2024 (including accumulated dividends) and were deferred into the Orange County Bancorp, Inc. Stock-Based Deferral Plan, as amended and restated. The restricted stock units will settle in shares of Issuer common stock upon the reporting person's separation from service. (F4) Includes restricted stock units which vest 100% on March 21, 2025 and are settled in shares of Issuer common stock upon separation from service of the reporting person. (F1) Includes restricted stock units which vest 100% as of the date of grant and are settled in shares of Issuer common stock upon separation from service of the reporting person.
2	Derivative	Phantom Stock	2024-08-08	A	A	—	—	1,884	D	— · — to —	458 Common Stock	(F2) Restricted stock units which vested 100% on August 8, 2024 (including accumulated dividends) and were deferred into the Orange County Bancorp, Inc. Stock-Based Deferral Plan, as amended and restated. The restricted stock units will settle in shares of Issuer common stock upon the reporting person's separation from service. (F3) Each share of phantom stock is the economic equivalent of one share of common stock and becomes payable upon the reporting person's separation of service as a director.