Form 4 for WSBF Waterstone Financial, Inc.
Accepted 2025-02-03 00:00:00 ET · period of report 2025-01-30 · accession 0001437749-25-002550 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-02-03 | 2025-01-30+ | WSBF | RAPPE KRISTINE A | Dir | S - Sale+OE | $13.81 | -33.8K | 27.3K | -55% | -$467.0K |
| DM | 2025-02-03 | 2025-01-30+ | WSBF | RAPPE KRISTINE A | Dir | M - OptEx | $12.75 | +33.8K | 41.2K | +454% | +$431.1K |
| DM | 2025-02-03 | 2025-01-30+ | WSBF | RAPPE KRISTINE A | Dir | M - OptEx | $0.00 | -33.8K | 57.1K | -37% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-01-31 | S | D | 19,879 | $13.76 | 27,318 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.75 to $13.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| 2 | Common | Common Stock | 2025-01-31 | M | A | 19,879 | $12.75 | 47,197 | D | — | — | |
| 3 | Common | Common Stock | 2025-01-30 | M | A | 13,931 | $12.75 | 41,249 | D | — | — | |
| 4 | Common | Common Stock | 2025-01-30 | S | D | 13,931 | $13.89 | 27,318 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.75 to $14.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. |
| 5 | Derivative | Stock Options | 2025-01-31 | M | D | 19,879 | $0.00 | 37,215 | D | $12.75 · 2016-03-04 to 2025-03-04 | 19,879 Common Stock | |
| 6 | Derivative | Stock Options | 2025-01-30 | M | D | 13,931 | $0.00 | 57,094 | D | $12.75 · 2016-03-04 to 2025-03-04 | 13,931 Common Stock |